Marcia I. Herrera

CRD 2090749 · J.P. Morgan Securities LLC · Panorama City, CA

IA RegisteredBroker

Also appears in the source record as: Marcia H Daughtry; Marcia Isabel Herrera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 66Series 63
Registered states (9): Arizona · California · Indiana · New York · North Carolina · Ohio · Rhode Island · Texas · Washington
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Panorama City, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Panorama City, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Granada Hills, CA · IA capacity

Sep 5, 2012 → Jun 26, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Granada Hills, CA · BC capacity

Sep 5, 2012 → Jun 26, 2014
Unionbanc Investment Services, LLC
Simi Valley, CA · IA capacity

Dec 13, 2011 → Aug 22, 2012
Unionbanc Investment Services, LLC
Simi Valley, CA · BC capacity

Dec 13, 2011 → Aug 22, 2012
Transamerica Financial Advisors, Inc
Philadelphia, PA · BC capacity

Jun 22, 2011 → Oct 11, 2011
Transamerica Financial Advisors, Inc.
Los Angeles, CA · BC capacity

May 15, 2001 → Aug 3, 2009
Transamerica Securities Sales Corporation
Los Angeles, CA · BC capacity

Apr 14, 2000 → May 30, 2001
Copeland Equities, Inc.
Somerset, NJ · BC capacity

Mar 15, 1999 → Nov 12, 1999
Glenfed Brokerage Services
Glendale, CA · BC capacity

Jul 2, 1997 → Jun 5, 1998
Metropolitan Life Insurance Company
New York, NY · BC capacity

Oct 3, 1990 → Jul 3, 1997
Metlife Securities Inc.
Springfield, MA · BC capacity

Oct 3, 1990 → Jul 3, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2090749 ↗ FINRA BrokerCheck record for CRD 2090749 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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