Marc Eugene Duquette

CRD 2091948 · Wells Fargo Advisors · Boca Raton, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 8Series 65Series 63
Registered states (18): California · Colorado · Florida · Georgia · Idaho · Illinois · Massachusetts · Minnesota · Missouri · New Jersey · New York · North Carolina · Ohio · Rhode Island · South Carolina · Texas · Virginia · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Morgan Stanley
Ft. Lauderdale, FL · IA capacity

Jan 3, 2012 → Dec 9, 2019
Morgan Stanley
Ft. Lauderdale, FL · BC capacity

Sep 8, 2011 → Dec 9, 2019
P.J. Robb Variable Corporation
Memphis, TN · BC capacity

Sep 2, 2010 → Oct 4, 2011
Transamerica Financial Advisors, Inc.
Los Angeles, CA · BC capacity

Sep 8, 2008 → Mar 9, 2009
Pacific Select Distributors, Inc.
Reno, NV · BC capacity

Feb 26, 2001 → Jul 16, 2007
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jan 16, 1998 → Feb 5, 2001
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jan 9, 1991 → Jan 29, 1998
Thomas James Associates, Inc.
Rochester, NY · BC capacity

Sep 10, 1990 → Jan 15, 1991

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2091948 ↗ FINRA BrokerCheck record for CRD 2091948 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.