Thomas Mark Tyndorf

CRD 2092059 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Thomas Tyndorf

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (40): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2092059 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · IA capacity

Oct 8, 2015 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · BC capacity

start not retrieved → present
Credit Suisse Securities (USA) LLC
BD capacity

Jan 17, 2003 → Nov 3, 2015
Credit Suisse Securities (USA) LLC
IA capacity

Jan 17, 2003 → Nov 3, 2015
Donaldson Lufkin & Jenrette Securities Corporation
IA capacity

Feb 4, 1993 → Jan 17, 2003
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Jul 8, 1992 → Jan 17, 2003
Credit Suisse First Boston Corporation
BD capacity

Nov 3, 2000 → Sep 16, 2002
Painewebber Incorporated
BD capacity

Aug 2, 1991 → Jun 16, 1992
Lehman Brothers Inc.
BD capacity

Sep 7, 1990 → Jul 16, 1991

Source & corrections

Where this page comes from

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