Peter Kurt Higgins

CRD 2093074 · Fidelity Brokerage Services LLC · Westwood, MA

IA RegisteredBroker

Also appears in the source record as: Peter K Higgins

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 24Series 4SIESeries 55Series 7Series 6
Registered states (22): Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · Texas · Utah · Vermont · Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Milton, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Milton, MA · BD capacity

Feb 20, 2020 → present
Fidelity Brokerage Services LLCCurrent
Westwood, MA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 4, 2020 → Mar 31, 2025
Citizens Securities, Inc.
IA capacity

Oct 22, 2019 → Jan 15, 2020
Citizens Securities, Inc.
BD capacity

Sep 30, 2019 → Jan 15, 2020
Foreside Fund Services, LLC
BD capacity

Jan 15, 2014 → Sep 24, 2019
State Street Global Markets, LLC
BD capacity

Dec 2, 2011 → Sep 25, 2013
Pulse Trading, Inc.
BD capacity

Nov 5, 2004 → Dec 2, 2011
Schwab Capital Markets L.P.
BD capacity

Jan 12, 2004 → Nov 11, 2004
Soundview Technology Corporation
BD capacity

Aug 8, 2002 → Jan 12, 2004
Thomas Weisel Partners LLC
BD capacity

May 24, 2000 → Apr 5, 2001
Bear, Stearns & Co. Inc.
BD capacity

Jul 17, 1996 → May 11, 2000
John Hancock Mutual Life Insurance Company
BD capacity

Sep 21, 1990 → Sep 8, 1993
John Hancock Distributors, Inc.
BD capacity

Sep 21, 1990 → Sep 8, 1993

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2093074 ↗ FINRA BrokerCheck record for CRD 2093074 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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