Brian Gerard Dannemiller
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 66Series 63Series 10Series 9Series 8SIESeries 3Series 31Series 7
- Registered states (48)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
- Years in the industry (source record)
- 36
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (7)
From the source registration record · current first
-
Aug 30, 2010 → present
-
Ubs Financial Services Inc.IA capacityJun 20, 2005 → Sep 1, 2010
-
Ubs Financial Services Inc.BD capacityJun 17, 2005 → Sep 1, 2010
-
Legg Mason Wood Walker IncIA capacityJan 23, 2001 → Jun 21, 2005
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Legg Mason Wood Walker, IncorporatedBD capacityDec 12, 2000 → Jun 21, 2005
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Mcdonald Investments Inc.BD capacityMay 21, 1993 → Dec 20, 2000
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The Ohio CompanyBD capacityOct 30, 1990 → Jun 21, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.