Fred D Hancock

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (8)

Series 22TOSeries 6TOSIESeries 7Series 22Series 6Series 65Series 63

Registered states (4)

Illinois · Indiana · Michigan · Wisconsin

Years in the industry (source record)

29

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (20)

From the source registration record · current first

• Wells Fargo AdvisorsCurrent

  Milwaukee, WI · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Milwaukee, WI · BC capacity
  start not retrieved → present
• Rbc Capital Markets, LLC

  Chicago, IL · BC capacity
  Jun 17, 2024 → Oct 21, 2025
• Edward Jones

  St. Louis, MO · BC capacity
  May 20, 2024 → May 31, 2024
• Foreside Fund Services, LLC

  Lisle, IL · BC capacity
  Mar 11, 2022 → Nov 7, 2023
• Aberdeen Fund Distributors, LLC

  Philadelphia, PA · BC capacity
  May 7, 2018 → Dec 31, 2020
• Wayne Hummer Investments L.L.C.

  Chicago, IL · IA capacity
  Feb 17, 2017 → Apr 20, 2018
• Wayne Hummer Investments L.L.C.

  Chicago, IL · BC capacity
  Feb 17, 2017 → Apr 20, 2018
• Windhaven Investment Management, Inc.

  Chicago, IL · IA capacity
  Jul 18, 2011 → Apr 22, 2015
• Security Distributors, Inc.

  Topeka, KS · BC capacity
  Apr 13, 2011 → Jun 30, 2011
• Fidelity Investments Institutional Services Company, Inc.

  Smithfield, RI · BC capacity
  Mar 24, 2003 → Jan 5, 2011
• Managers Distributors, Inc.

  Stamford, CT · BC capacity
  Nov 8, 2002 → Feb 19, 2003
• Morgan Stanley Dw Inc.

  Purchase, NY · BC capacity
  Dec 21, 1999 → Jul 11, 2002
• Van Kampen Funds Inc.

  Houston, TX · BC capacity
  Dec 24, 1997 → Jun 9, 1999
• Pacific Mutual Distributors, Inc.

  Newport Beach, CA · BC capacity
  Jan 21, 1997 → Dec 3, 1997
• Related Equities Corporation

  New York, NY · BC capacity
  Mar 19, 1996 → Nov 11, 1996
• John Nuveen & Co., Incorporated

  Chicago, IL · BC capacity
  Dec 7, 1991 → Feb 9, 1996
• John Hancock Mutual Life Insurance Company

  Boston, MA · BC capacity
  May 16, 1991 → Mar 7, 1992
• John Hancock Distributors, Inc.

  Boston, MA · BC capacity
  May 16, 1991 → Mar 7, 1992
• Cigna Securities, Inc.

  Radnor, PA · BC capacity
  Jan 4, 1991 → Mar 14, 1991

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.