Ronald Lee Riehs

CRD 2095247 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Ron Riehs; Ronnie Riehs

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (22): Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Indiana · Louisiana · Massachusetts · Minnesota · Mississippi · Missouri · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Texas · Virginia
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2095247 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (3)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · IA capacity

May 15, 1995 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · BC capacity

start not retrieved → present
Prudential Securities Incorporated
BD capacity

Jul 13, 1992 → May 18, 1995

Source & corrections

Where this page comes from

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