Michael Thomas Donaldson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 55Series 7Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

29

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (29)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  Westlake, TX · BC capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  San Diego, CA · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Westlake, TX · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  San Diego, CA · IA capacity
  start not retrieved → present
• Td Ameritrade, Inc.

  San Diego, CA · BC capacity
  Dec 24, 2014 → May 19, 2024
• Td Ameritrade Investment Management, LLC

  San Diego, CA · IA capacity
  Dec 24, 2014 → Sep 7, 2023
• Td Ameritrade, Inc.

  San Diego, CA · IA capacity
  Dec 24, 2014 → Oct 14, 2022
• Cuso Financial Services, L.P.

  Bridgewater, NJ · IA capacity
  Jan 7, 2013 → Dec 8, 2014
• Cuso Financial Services, L.P.

  Bridgewater, NJ · BC capacity
  Jan 7, 2013 → Dec 8, 2014
• Pfs Investments Inc.

  Cranford, NJ · BC capacity
  Jul 2, 2012 → Dec 31, 2012
• Primerica Advisors

  Cranford, NJ · IA capacity
  Jun 18, 2012 → Dec 31, 2012
• Chase Investment Services Corp.

  Union, NJ · IA capacity
  Jul 28, 2008 → Jul 28, 2010
• Chase Investment Services Corp.

  Union, NJ · BC capacity
  Jul 28, 2008 → Jul 28, 2010
• Lpl Financial Corporation

  Fort Mill, SC · IA capacity
  May 27, 2008 → Jul 31, 2008
• Lpl Financial Corporation

  Fort Mill, SC · BC capacity
  May 27, 2008 → Jul 31, 2008
• Ifmg Securities, Inc.

  Fairfield, NJ · IA capacity
  May 14, 2008 → May 27, 2008
• Ifmg Securities, Inc.

  Fairfield, NJ · BC capacity
  May 14, 2008 → May 27, 2008
• Capital One Financial Advisors LLC

  Melville, NY · IA capacity
  Oct 2, 2007 → May 5, 2008
• Capital One Investment Services Corporation

  Melville, NY · BC capacity
  Nov 21, 2006 → May 5, 2008
• Assent LLC

  Bolingbrook, IL · BC capacity
  Mar 12, 2004 → Jun 9, 2005
• Quick & Reilly, Inc.

  Ridgefield Park, NJ · IA capacity
  Nov 21, 2002 → Feb 26, 2003
• Quick & Reilly, Inc.

  New York, NY · BC capacity
  Apr 25, 2001 → Feb 26, 2003
• Summit Financial Services Group, Inc.

  Bethlehem, PA · BC capacity
  Mar 9, 1999 → Apr 25, 2001
• First Union Brokerage Services, Inc.

  Charlotte, NC · BC capacity
  Jun 18, 1998 → Jan 7, 1999
• Cibc Oppenheimer Corp.

  New York, NY · BC capacity
  Mar 18, 1998 → May 18, 1998
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  New York, NY · BC capacity
  Oct 4, 1996 → Mar 18, 1998
• D. Blech & Company, Incorporated

  New York, NY · BC capacity
  Dec 10, 1993 → Feb 8, 1994
• Gruntal & Co. Incorporated

  New York, NY · BC capacity
  May 13, 1993 → Sep 13, 1993
• Lehman Brothers Inc.

  New York, NY · BC capacity
  Jan 25, 1993 → Apr 26, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.