Andrea Marlene Horowitz

CRD 2097991 · Wells Fargo Advisors · Short Hills, NJ

IA RegisteredBroker

Also appears in the source record as: Andrea Klein

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 3Series 7Series 10Series 9Series 14Series 24Series 8Series 65Series 63
Registered states (35): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Kansas · Maine · Maryland · Massachusetts · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · Wisconsin
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (5)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Short Hills, NJ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Short Hills, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Short Hills, NJ · IA capacity

start not retrieved → present
Prudential Securities Incorporated
New York, NY · BC capacity

Oct 24, 1997 → Jul 1, 2003
Vector Securities International, Inc.
New York, NY · BC capacity

Sep 13, 2000 → Feb 16, 2001

Source & corrections

Where this page comes from

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