Mark Williams
Also appears in the source record as: Mark Alan Williams
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66Series 63SIESeries 7
- Registered states (18)
- Alabama · Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Illinois · Iowa · Minnesota · Missouri · Nevada · New Jersey · North Carolina · Texas · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 36
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (10)
From the source registration record · current first
-
Nov 10, 2021 → present
-
start not retrieved → present
-
Allianz Life Financial Services, LLCBD capacityApr 12, 2004 → Sep 14, 2021
-
Intersecurities, Inc.BD capacityJul 24, 2001 → Apr 19, 2004
-
Fortis Investors, Inc.BD capacityNov 24, 1998 → Feb 26, 2001
-
R.J. Steichen & CompanyBD capacityOct 4, 1996 → Nov 23, 1998
-
Schneider Securities, Inc.BD capacityJan 27, 1995 → Oct 9, 1996
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Paulson Investment Company, Inc.BD capacityMay 5, 1994 → Jan 30, 1995
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Aug 13, 1993 → May 17, 1994
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Mathews, Holmquist & Associates, Inc.BD capacityNov 30, 1990 → Aug 24, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.