Sandra Lee Woods
Also appears in the source record as: Sandra Lee O'connor; Sandra Lee Richardson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 66SIESeries 7
- Registered states (51)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2102909 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (14)
From the source registration record · current first
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Mar 17, 2025 → present
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start not retrieved → present
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Edward JonesIA capacityJun 28, 2023 → Dec 31, 2024
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Edward JonesIA capacityJun 4, 2020 → Dec 23, 2021
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Edward JonesBD capacityFeb 1, 2010 → Jun 2, 2010
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Wachovia Securities, LLCBD capacityJan 1, 2008 → Nov 11, 2008
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Wachovia Securities, LLCIA capacityJan 1, 2008 → Nov 11, 2008
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A. G. Edwards & Sons, Inc.BD capacityFeb 22, 2007 → Jan 3, 2008
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A. G. Edwards & Sons, Inc.IA capacityFeb 23, 2007 → Jan 1, 2008
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Invest Financial CorporationIA capacityMar 23, 2006 → Mar 1, 2007
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Invest Financial CorporationBD capacityMar 20, 2006 → Mar 1, 2007
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Amerifirst Capital Corp.BD capacityAug 16, 2005 → Dec 2, 2005
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Robert W. Baird & Co. IncorporatedBD capacityFeb 11, 2005 → Aug 19, 2005
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A. G. Edwards & Sons, Inc.BD capacityJul 6, 2000 → Jan 24, 2005
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.