Richard Lee Clement

CRD 2103095 · Captrust · Alexandria, VA

IA RegisteredBroker

Also appears in the source record as: Richard L Clement

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 65Series 63Series 24Series 26SIESeries 7Series 6
Registered states (1): Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Alexandria, VA · BD capacity

Dec 20, 2024 → present
CaptrustCurrent
Alexandria, VA · IA capacity

Dec 20, 2024 → present
Campbell Wealth Management, Inc.
IA capacity

May 17, 2012 → Mar 28, 2025
Madison Avenue Securities, LLC
BD capacity

Oct 2, 2018 → Dec 23, 2024
Lpl Financial LLC
BD capacity

May 2, 2012 → Oct 5, 2018
Strategic Wealth Partners, LLC
IA capacity

May 4, 2011 → May 14, 2012
Axa Advisors, LLC
IA capacity

Nov 15, 2007 → May 3, 2011
Axa Advisors, LLC
BD capacity

Feb 1, 2006 → May 3, 2011
Allstate Financial Services, LLC
BD capacity

Aug 17, 2001 → Jan 21, 2006
Axa Advisors, LLC
BD capacity

Oct 26, 1990 → Oct 2, 2001
The Equitable Life Assurance Society Of The United States
BD capacity

Oct 26, 1990 → Jan 5, 2000

Source & corrections

Where this page comes from

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