Alexander E Bernath-Butler

CRD 2103923 · Charles Schwab & Co., Inc. · Phoenix, AZ

Broker

Also appears in the source record as: Alexander Eldad Bernath-Butler; Alexander Eldad Bernathbutler; Alex Butler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (6): Series 6TOSIESeries 7Series 10Series 9Series 63
Registered states (1): Arizona
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Aug 6, 2008 → May 30, 2019
H&r Block Financial Advisors, Inc.
Detroit, MI · BC capacity

Nov 24, 2003 → Feb 5, 2004
Pruco Securities Corporation
Newark, NJ · BC capacity

Jun 16, 2003 → Sep 10, 2003
Pfs Investments Inc.
Duluth, GA · BC capacity

May 1, 2003 → Jun 20, 2003
Painewebber Incorporated
Weehawken, NJ · BC capacity

May 14, 1992 → Jul 19, 1993
Schaefer Securities, Inc.
BC capacity

Oct 17, 1990 → Jan 8, 1991

Source & corrections

Where this page comes from

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