Gary Alan Gross

CRD 2104804 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · The Woodlands, TX

IA RegisteredBroker

Also appears in the source record as: Gary Allan Gross

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 63SIESeries 7
Registered states (29): Alabama · Arizona · Arkansas · California · Colorado · Florida · Illinois · Indiana · Iowa · Kansas · Louisiana · Michigan · Missouri · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2104804 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
The Woodlands, TX · IA capacity

Jan 9, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
The Woodlands, TX · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
BD capacity

Sep 27, 1993 → Jan 27, 2009
Ubs Financial Services Inc.
IA capacity

Sep 27, 1993 → Jan 27, 2009
Dean Witter Reynolds Inc.
BD capacity

Sep 23, 1993 → Sep 28, 1993
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 3, 1990 → Sep 28, 1993

Source & corrections

Where this page comes from

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