Mark D. Kindberg

CRD 2111297 · J.P. Morgan Securities LLC · Westerville, OH

IA RegisteredBroker

Also appears in the source record as: Mark D Kindberg; Mark David Kindberg; Mark Kindberg

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 10Series 9Series 8Series 66Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Westerville, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Westerville, OH · BC capacity

start not retrieved → present
Edward Jones
Lewis Center, OH · IA capacity

Aug 31, 2017 → Sep 14, 2017
Edward Jones
St. Louis, MO · BC capacity

Jun 27, 2017 → Sep 14, 2017
Carnegie Investment Counsel
Lewis Center, OH · IA capacity

Dec 3, 2010 → Dec 7, 2016
Portfolio Medics, LLC
Bonita Springs, FL · IA capacity

Dec 21, 2009 → Jul 19, 2010
Proequities, Inc.
Birmingham, AL · BC capacity

Nov 16, 2007 → Dec 18, 2009
Ifs Fund Distributors, Inc.
Cincinnati, OH · BC capacity

Aug 17, 2006 → Oct 26, 2007
Ppc Portfolio Consultants, Inc.
Columbus, OH · IA capacity

Jan 22, 2004 → Apr 26, 2006
Professional Planning Consultants Inc
Columbus, OH · IA capacity

Jan 22, 2004 → Feb 4, 2006
Ppc Equities, Inc.
Columbus, OH · BC capacity

Mar 12, 2003 → Feb 4, 2006
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Feb 11, 1992 → Sep 9, 2002
Gna Securities, Inc.
Glen Allen, VA · BC capacity

Dec 17, 1991 → Feb 18, 1992
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jan 8, 1991 → Aug 30, 1991

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2111297 ↗ FINRA BrokerCheck record for CRD 2111297 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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