William Todd Wahl

CRD 2116212 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chesterfield, MO

IA RegisteredBroker

Also appears in the source record as: Todd Wahl

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (38): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2116212 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chesterfield, MO · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chesterfield, MO · BC capacity

start not retrieved → present
Wachovia Securities, LLC
St Louis, MO · IA capacity

Nov 24, 1998 → Oct 18, 2006
Wachovia Securities, LLC
St Louis, MO · BC capacity

Nov 23, 1998 → Oct 18, 2006
Stifel, Nicolaus & Company, Incorporated
St. Louis, MO · BC capacity

Jul 30, 1991 → Dec 11, 1998
Prudential Securities Incorporated
New York, NY · BC capacity

Jul 22, 1991 → Aug 7, 1991
Hibbard Brown & Co., Inc.
New York, NY · BC capacity

Jan 30, 1991 → Jun 26, 1991

Source & corrections

Where this page comes from

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