Michael John Steinberg

CRD 2116685 · Wells Fargo Advisors · Fort Worth, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 3Series 7Series 9Series 10Series 8Series 65Series 63
Registered states (31): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Louisiana · Massachusetts · Montana · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2116685 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (7)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Fort Worth, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Mt. Crested Butte, CO · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fort Worth, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Mt. Crested Butte, CO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fort Worth, TX · IA capacity

start not retrieved → present
Prudential Securities Incorporated
Ft. Worth, TX · IA capacity

Feb 12, 1991 → Jul 1, 2003
Prudential Securities Incorporated
New York, NY · BC capacity

Jan 24, 1991 → Jul 1, 2003

Source & corrections

Where this page comes from

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