Alf Barber
Also appears in the source record as: Alf Dean Barber
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 31Series 7
- Registered states (16)
- Arizona · California · District Of Columbia · Florida · Idaho · Massachusetts · Montana · Nevada · New York · Ohio · Oregon · Pennsylvania · Texas · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 35
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2118051 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (12)
From the source registration record · current first
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Feb 24, 2016 → present
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start not retrieved → present
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Ubs Financial Services Inc.IA capacityFeb 22, 2011 → Feb 23, 2016
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Ubs Financial Services Inc.BD capacityJan 27, 2011 → Feb 23, 2016
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Morgan Stanley Smith BarneyBD capacityJun 1, 2009 → Feb 7, 2011
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Morgan Stanley Smith Barney LLCIA capacityJun 1, 2009 → Feb 7, 2011
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Citigroup Global Markets Inc.BD capacityJan 14, 2005 → Jun 1, 2009
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Citigroup Global Markets Inc.IA capacityJan 14, 2005 → Jun 1, 2009
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Jun 28, 1999 → Jan 19, 2005
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Merrill Lynch Pierce Fenner & Smith Inc.IA capacityJun 28, 1999 → Jan 19, 2005
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Prudential Securities IncorporatedBD capacityJun 1, 1995 → May 21, 1999
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Jan 8, 1991 → Jun 9, 1995
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.