William John Anderson

CRD 2121177 · Morgan Stanley · Lisle, IL

IA RegisteredBroker

Also appears in the source record as: William John Rice

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 8SIESeries 3Series 31Series 7
Registered states (24): Arizona · Arkansas · California · Colorado · Florida · Georgia · Illinois · Indiana · Iowa · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Texas · Washington · Wisconsin
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2121177 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Lisle, IL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Nov 28, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Nov 28, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Oct 27, 2000 → Dec 15, 2008
Citigroup Global Markets Inc.
BD capacity

Jun 26, 2000 → Dec 15, 2008
Prudential Securities Incorporated
BD capacity

Feb 1, 1993 → Jun 29, 2000
Mclaughlin, Piven, Vogel Securities, Inc.
BD capacity

Jul 16, 1991 → Feb 8, 1993

Source & corrections

Where this page comes from

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