William Matthew Wood

CRD 2121209 · Wells Fargo Advisors · Palm Beach Gardens, FL

IA RegisteredBroker

Also appears in the source record as: William M Wood

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 52TOSIESeries 3Series 7Series 6Series 10Series 9Series 53Series 4Series 24Series 65Series 63
Registered states (29): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Missouri · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Palm Beach Gardens, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Palm Beach Gardens, FL · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLC
Palm Beach Gardens, FL · IA capacity

Nov 12, 2010 → Jun 25, 2012
Wells Fargo Advisors Financial Network, LLC
Palm Beach Gardens, FL · BC capacity

Nov 10, 2010 → Jun 25, 2012
Morgan Stanley Smith Barney LLC
North Palm Beach, FL · IA capacity

Jun 1, 2009 → Nov 10, 2010
Morgan Stanley Smith Barney
North Palm Beach, FL · BC capacity

Jun 1, 2009 → Nov 10, 2010
Citigroup Global Markets Inc.
North Palm Beach, FL · IA capacity

Apr 2, 2001 → Jun 1, 2009
Citigroup Global Markets Inc.
North Palm Beach, FL · BC capacity

Apr 2, 2001 → Jun 1, 2009
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Jan 1, 1998 → Mar 27, 2001
Nationssecurities
BC capacity

Nov 1, 1993 → Jan 1, 1998
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Oct 24, 1991 → Sep 29, 1993
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Mar 12, 1991 → Nov 5, 1991

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2121209 ↗ FINRA BrokerCheck record for CRD 2121209 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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