Mark Piety Catron

CRD 2123353 · Wells Fargo Advisors · Charlottesville, VA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 65Series 63
Registered states (12): Florida · Georgia · Kentucky · Maryland · Massachusetts · Mississippi · New York · North Carolina · Ohio · South Carolina · Texas · Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2123353 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlottesville, VA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Shipman, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlottesville, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlottesville, VA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Shipman, VA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charlottesville, VA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charlottesville, VA · IA capacity

start not retrieved → present
Suntrust Advisory Services, Inc.
Harrisonburg, VA · IA capacity

Sep 15, 2016 → Dec 3, 2018
Suntrust Investment Services, Inc.
Harrisonburg, VA · BC capacity

Nov 16, 2010 → Dec 3, 2018
Suntrust Investment Services, Inc.
Harrisonburg, VA · IA capacity

Nov 17, 2010 → Dec 31, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charlottesville, VA · IA capacity

Aug 31, 2007 → Nov 17, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charlottesville, VA · BC capacity

Aug 31, 2007 → Nov 17, 2010
Ubs Financial Services Inc.
Charlotte, NC · IA capacity

Dec 31, 2001 → Jun 27, 2003
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Feb 2, 2001 → Jun 27, 2003
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Apr 20, 1993 → Oct 1, 2000

Source & corrections

Where this page comes from

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