Steven C Townsend

CRD 2124527 · Charles Schwab & Co., Inc. · Santa Rosa, CA

IA RegisteredBroker

Also appears in the source record as: Steven Craig Townsend

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 63
Registered states (21): Arizona · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Maryland · Massachusetts · Montana · Nevada · New Mexico · New York · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Santa Rosa, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Santa Rosa, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Santa Rosa, CA · IA capacity

start not retrieved → present
Atlas Securities, Inc.
San Leandro, CA · BC capacity

Oct 14, 1998 → Apr 24, 2000
Protected Investors Of America
San Francisco, CA · BC capacity

Jan 31, 1997 → Jul 29, 1998
Guardian Investor Services Corporation
New York, NY · BC capacity

Apr 3, 1993 → Dec 31, 1996
The Lincoln National Life Insurance Company
Fort Wayne, IN · BC capacity

Feb 25, 1991 → Jul 11, 1991
Lincoln Financial Advisors Corporation
Fort Wayne, IN · BC capacity

Feb 25, 1991 → Jul 11, 1991

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2124527 ↗ FINRA BrokerCheck record for CRD 2124527 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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