Thomas Francis Muldowney

CRD 2125331 · Captrust · Chesterton, IN

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (9): Arizona · California · Florida · Illinois · Indiana · Kentucky · Michigan · Nevada · Wisconsin
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2125331 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (12)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Chesterton, IN · BD capacity

May 6, 2020 → present
CaptrustCurrent
Chesterton, IN · IA capacity

May 6, 2020 → present
Lakeside Wealth Management Group, LLC
IA capacity

Mar 3, 2017 → Jun 30, 2020
First Allied Securities, Inc.
BD capacity

Mar 3, 2017 → May 7, 2020
Wells Fargo Clearing Services, LLC
BD capacity

Jan 2, 2009 → Mar 9, 2017
Wells Fargo Clearing Services, LLC
IA capacity

Jan 2, 2009 → Mar 9, 2017
Ubs Financial Services Inc.
BD capacity

Aug 13, 2004 → Jan 20, 2009
Ubs Financial Services Inc.
IA capacity

Aug 13, 2004 → Jan 20, 2009
Northern Trust Securities, Inc
IA capacity

Apr 2, 2002 → Aug 13, 2004
Vision Investment Services, Inc.
BD capacity

Oct 3, 2000 → Aug 13, 2004
Northern Trust Securities, Inc.
BD capacity

Feb 27, 1991 → Aug 13, 2004
Invest Financial Corporation
BD capacity

Oct 31, 1997 → Oct 3, 2000

Source & corrections

Where this page comes from

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