David Hugh Fisher

CRD 2127575 · Wells Fargo Advisors · Irvine, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 72SIESeries 7Series 65Series 63
Registered states (9): Arizona · California · Colorado · Florida · Minnesota · Nevada · Oregon · Texas · Utah
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Irvine, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Irvine, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Irvine, CA · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
Seal Beach, CA · IA capacity

May 15, 2001 → Jan 3, 2011
Wells Fargo Investments, LLC
Seal Beach, CA · BC capacity

May 2, 2001 → Jan 3, 2011
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Jul 15, 1996 → May 2, 2001
First Interstate Investments,inc.
BC capacity

Oct 25, 1995 → Jul 15, 1996
Fimco Securities Group, Inc.
Port Washington, WI · BC capacity

Aug 16, 1995 → Oct 25, 1995
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Apr 10, 1991 → Jul 18, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2127575 ↗ FINRA BrokerCheck record for CRD 2127575 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.