Fredric T. Walls

CRD 2129986 · J.P. Morgan Securities LLC · Washington, DC

IA RegisteredBroker

Also appears in the source record as: Fredric Thomas Walls II; Fredric Thomas (II) Walls

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 10Series 9Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Washington, DC · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Washington, DC · BC capacity

start not retrieved → present
Pnc Capital Markets LLC
Pittsburgh, PA · BC capacity

Sep 12, 2006 → Dec 31, 2008
Sturdivant & Co. Inc
Voorhees, NJ · BC capacity

Feb 13, 2003 → Oct 5, 2004
Prudential Investment Management Services LLC
Newark, NJ · BC capacity

Dec 12, 2000 → Mar 15, 2001
Smith Barney Inc.
New York, NY · BC capacity

Aug 9, 1994 → Mar 27, 1997
The Prudential Insurance Company Of America
Newark, NJ · BC capacity

Jun 21, 1991 → Jan 6, 1993
Pruco Securities Corporation
Newark, NJ · BC capacity

Jun 21, 1991 → Jan 6, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2129986 ↗ FINRA BrokerCheck record for CRD 2129986 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.