Laura Lynn Callahan
Also appears in the source record as: Laura L Callahan Soladay; Laura Lynne Callahan Soladay; Laura Callahan; Laura Lynn Soladay; Laura Lynne Soladay; Laura Soladay
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- SIESeries 7TOSeries 6Series 7Series 66Series 65Series 63
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 18
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2131009 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (19)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Wells Fargo Clearing Services, LLCSalt Lake City, UT · IA capacityApr 26, 2022 → Jun 1, 2023
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Wells Fargo Clearing Services, LLCSalt Lake City, UT · BC capacityApr 25, 2022 → Jun 1, 2023
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Atel Securities CorporationSan Francisco, CA · BC capacityNov 4, 2015 → Nov 16, 2015
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Pfs Investments Inc.Westminister, CO · BC capacityMar 16, 2011 → May 17, 2011
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Icon Advisers, Inc.Greenwood Village, CO · IA capacitySep 27, 2007 → Oct 6, 2008
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Icon Distributors, Inc.Greenwood Village, CO · BC capacitySep 27, 2007 → Oct 6, 2008
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Columbia Management Distributors, Inc.Aurora, CO · BC capacityJun 22, 2006 → May 18, 2007
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Chase Investment Services Corp.Anada, CO · IA capacityJul 8, 2005 → Mar 1, 2006
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Chase Investment Services Corp.Chicago, IL · BC capacityJul 8, 2005 → Mar 1, 2006
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Presidential Brokerage, Inc.Greenwood Village, CO · IA capacitySep 14, 2004 → Jul 7, 2005
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Presidential Brokerage, Inc.Austin, TX · BC capacitySep 14, 2004 → Jul 7, 2005
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Quick & Reilly, Inc.Greenwood Village, CO · IA capacityNov 21, 2002 → Sep 16, 2004
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Quick & Reilly, Inc.New York, NY · BC capacityDec 20, 2001 → Sep 16, 2004
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James Wheeler & Co. Investments, Inc.Denver, CO · BC capacityApr 9, 2001 → Nov 7, 2001
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B. C. Ziegler And CompanyChicago, IL · BC capacityJul 23, 1997 → Jan 16, 2001
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Smith Barney Inc.New York, NY · BC capacityJun 19, 1996 → Aug 8, 1997
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Dain Bosworth IncorporatedBC capacityJun 29, 1994 → Mar 31, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.