Richard Talbot Williams

CRD 2131096 · Morgan Stanley · Sarasota, FL

IA RegisteredBroker

Also appears in the source record as: Richard Talbot III Williams

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63SIESeries 31Series 7Series 2Series 6
Registered states (34): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Sarasota, FL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
IA capacity

Jan 20, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Jan 12, 2009 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 16, 2005 → Jan 14, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 29, 2005 → Jan 14, 2009
Wachovia Securities, LLC
BD capacity

Oct 1, 2000 → May 2, 2005
First Union Brokerage Services, Inc.
BD capacity

Mar 28, 2000 → Oct 1, 2000
Hornor, Townsend & Kent, Inc.
BD capacity

Jul 1, 1999 → Nov 30, 1999
Provident Securities & Investment Company
BD capacity

Apr 17, 1998 → Mar 16, 1999
Manning & Napier Investor Services, Inc.
BD capacity

Oct 5, 1993 → Sep 30, 1997
New England Securities
BD capacity

May 11, 1992 → Sep 22, 1993
The Prudential Insurance Company Of America
BD capacity

Mar 19, 1991 → Jun 27, 1991
Pruco Securities Corporation
BD capacity

Mar 19, 1991 → Jun 27, 1991

Source & corrections

Where this page comes from

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