Robert Gerard Munley

CRD 2131200 · Charles Schwab & Co., Inc. · New York City, NY

IA RegisteredBroker

Also appears in the source record as: Bob Munley; Robert G. Munley; Robert Munley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 24Series 66Series 63Series 65
Registered states (25): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Maryland · Massachusetts · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
New York City, NY · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
New York City, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
New York City, NY · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
New York, NY · BC capacity

Jan 16, 2013 → May 19, 2024
Td Ameritrade Investment Management, LLC
New York, NY · IA capacity

Jan 29, 2013 → Sep 7, 2023
Td Ameritrade, Inc.
New York, NY · IA capacity

Jan 29, 2013 → Oct 14, 2022
Wells Fargo Advisors, LLC
Cranford, NJ · BC capacity

May 2, 2007 → Jan 10, 2013
Unified Financial Securities, Inc.
Indianapolis, IN · BC capacity

Jan 19, 2007 → Apr 24, 2007
H&r Block Financial Advisors, Inc.
Detroit, MI · BC capacity

Jun 22, 2001 → Mar 4, 2002
Andrew, Alexander, Wise & Company Incorporated
New York, NY · BC capacity

May 20, 1996 → Feb 6, 2001
Rickel & Associates, Inc.
New York, NY · BC capacity

Dec 23, 1994 → May 17, 1996
South Richmond Securities, Inc.
BC capacity

May 24, 1991 → Dec 23, 1994

Source & corrections

Where this page comes from

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