Timothy A. Lloyd

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

SIESeries 6Series 7Series 24Series 66Series 65Series 63

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

29

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (25)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Land O Lakes, FL · IA capacity
  start not retrieved → present
• Fidelity Brokerage Services LLCCurrent

  Jacksonville, FL · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  Jacksonville, FL · IA capacity
  Feb 4, 2022 → Mar 31, 2025
• Cetera Investment Advisers LLC

  Spring Hill, FL · IA capacity
  Aug 2, 2019 → Dec 15, 2021
• Cetera Investment Services LLC

  St. Cloud, MN · BC capacity
  Jul 31, 2019 → Dec 15, 2021
• Suntrust Advisory Services, Inc.

  New Port Richey, FL · IA capacity
  Sep 23, 2016 → Jun 12, 2019
• Suntrust Investment Services, Inc.

  New Port Richey, FL · BC capacity
  Dec 4, 2013 → Jun 12, 2019
• Suntrust Investment Services, Inc.

  New Port Richey, FL · IA capacity
  Dec 9, 2013 → Dec 31, 2016
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Tampa, FL · IA capacity
  Jun 28, 2013 → Oct 14, 2013
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Tampa, FL · BC capacity
  Jun 26, 2013 → Oct 14, 2013
• The Mutual Fund Store

  Overland Park, KS · IA capacity
  Dec 20, 2011 → May 31, 2013
• Fifth Third Securities, Inc.

  Seffner, FL · IA capacity
  Feb 2, 2011 → Dec 2, 2011
• Fifth Third Securities, Inc.

  Seffner, FL · BC capacity
  Jan 24, 2011 → Dec 2, 2011
• Usaa Financial Planning Services

  Tampa, FL · IA capacity
  Oct 4, 2010 → Jan 14, 2011
• Usaa Financial Advisors, Inc.

  Tampa, FL · BC capacity
  Sep 13, 2010 → Jan 14, 2011
• Wm Financial Services, Inc.

  Tampa, FL · IA capacity
  Aug 19, 2004 → Dec 4, 2004
• Wm Financial Services, Inc.

  Irvine, CA · BC capacity
  Aug 12, 2004 → Dec 4, 2004
• Amsouth Investment Management Company LLC

  Tampa, FL · IA capacity
  Sep 19, 2003 → Jul 9, 2004
• Amsouth Investment Services, Inc.

  Birmingham, AL · BC capacity
  Apr 5, 2000 → Jul 7, 2004
• Amsouth Investment Services, Inc.

  Tampa, FL · IA capacity
  Mar 14, 2003 → Sep 15, 2003
• Fiserv Investor Services, Inc.

  Houston, TX · BC capacity
  Sep 22, 1998 → Aug 28, 1999
• Nationsbanc Investments, Inc.

  Boston, MA · BC capacity
  Apr 1, 1998 → Oct 6, 1998
• Barnett Investments, Inc.

  Jacksonville, FL · BC capacity
  Feb 21, 1995 → Apr 1, 1998
• Jmc Financial Corporation

  Boston, MA · BC capacity
  Sep 17, 1993 → Feb 17, 1995
• Delta First Financial, Inc.

  Altamonte Springs, FL · BC capacity
  Oct 18, 1991 → Sep 10, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.