Jeffrey Ottwin Anderson

CRD 2139689 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Greenville, SC

IA RegisteredBroker

Also appears in the source record as: Jeff Anderson; Jeffrey O Anderson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (10): Florida · Georgia · Iowa · Louisiana · North Carolina · Ohio · Puerto Rico · South Carolina · Texas · Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (20)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Greenville, SC · IA capacity

Dec 8, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Greenville, SC · BC capacity

start not retrieved → present
Lpl Financial LLC
BD capacity

May 18, 2022 → Dec 19, 2022
Lpl Financial LLC
IA capacity

May 18, 2022 → Dec 19, 2022
Cuna Brokerage Services, Inc.
IA capacity

Jun 20, 2019 → May 18, 2022
Cuna Brokerage Services, Inc.
BD capacity

Jun 17, 2019 → May 18, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Nov 3, 2015 → Feb 4, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 2, 2015 → Feb 4, 2019
Palmetto Coast Wealth Management
IA capacity

Sep 2, 2015 → Sep 23, 2015
Transamerica Financial Advisors, Inc.
IA capacity

Jan 6, 2014 → Dec 31, 2014
Transamerica Financial Advisors, Inc
BD capacity

Jan 2, 2014 → Dec 31, 2014
Ing Financial Partners, Inc
IA capacity

Jun 18, 2013 → Dec 31, 2013
Ing Financial Partners, Inc.
BD capacity

May 15, 2013 → Dec 31, 2013
Transamerica Financial Advisors, Inc
BD capacity

Sep 4, 2009 → Dec 31, 2012
Transamerica Financial Advisors, Inc.
IA capacity

Sep 4, 2009 → Dec 31, 2012
Transamerica Financial Advisors, Inc.
IA capacity

Mar 5, 2003 → Sep 4, 2009
Transamerica Financial Advisors, Inc.
BD capacity

Feb 5, 2003 → Sep 4, 2009
Jefferson Pilot Securities Corporation
BD capacity

Dec 7, 1999 → Jan 28, 2003
Proequities, Inc.
BD capacity

Oct 3, 1994 → Dec 31, 1996
Jefferson-Pilot Investor Services, Inc.
BD capacity

May 14, 1991 → Aug 2, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2139689 ↗ FINRA BrokerCheck record for CRD 2139689 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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