Michael Joseph Villanueva

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (13)

Series 52TOSeries 57TOSIESeries 55Series 7Series 10Series 9Series 53Series 4Series 24Series 8Series 65Series 63

Registered states (11)

Arizona · California · Florida · Hawaii · Kansas · Maryland · Nevada · Oregon · South Carolina · Texas · Washington

Years in the industry (source record)

33

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (24)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  Newport Beach, CA · BC capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Newport Beach, CA · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Newport Beach, CA · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Newport Beach, CA · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Newport Beach, CA · IA capacity
  start not retrieved → present
• Osaic Wealth, Inc.

  Phoenix, AZ · BC capacity
  Jun 14, 2024 → Oct 29, 2024
• Pfg Advisors

  Laguna Niguel, CA · IA capacity
  Mar 13, 2020 → Oct 28, 2024
• Securities America, Inc.

  Phoenix, AZ · BC capacity
  Mar 13, 2020 → Jun 14, 2024
• Comerica Securities

  Costa Mesa, CA · IA capacity
  Dec 12, 2018 → Mar 16, 2020
• Comerica Securities

  Costa Mesa, CA · BC capacity
  Dec 12, 2018 → Mar 16, 2020
• Principal Securities, Inc.

  Costa Mesa, CA · IA capacity
  Nov 7, 2017 → Dec 12, 2018
• Principal Securities, Inc.

  Costa Mesa, CA · BC capacity
  Nov 3, 2017 → Dec 12, 2018
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Riverside, CA · IA capacity
  Feb 26, 2016 → Nov 2, 2017
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Riverside, CA · BC capacity
  Feb 26, 2016 → Nov 2, 2017
• Insight Securities, Inc.

  Costa Mesa, CA · IA capacity
  Oct 28, 2015 → Mar 7, 2016
• Insight Securities, Inc.

  Costa Mesa, CA · BC capacity
  Aug 13, 2015 → Mar 7, 2016
• Agg Asset Management, LLC

  Westlake Village, CA · IA capacity
  Apr 6, 2015 → Aug 5, 2015
• Wells Fargo Advisors, LLC

  Irvine, CA · IA capacity
  Jan 3, 2011 → Apr 7, 2015
• Wells Fargo Advisors, LLC

  Irvine, CA · BC capacity
  Jan 3, 2011 → Apr 7, 2015
• Wells Fargo Investments, LLC

  Newport Beach, CA · IA capacity
  Jan 15, 2003 → Jan 3, 2011
• Wells Fargo Investments, LLC

  Newport Beach, CA · BC capacity
  Jan 15, 2003 → Jan 3, 2011
• J.B. Oxford & Company

  Sherman Oaks, CA · BC capacity
  Oct 7, 1994 → Jul 26, 2002
• Olde Discount Corporation

  Detroit, MI · BC capacity
  Aug 12, 1992 → Oct 14, 1994
• Prudential Securities Incorporated

  New York, NY · BC capacity
  Jun 3, 1992 → Aug 12, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.