Cara Anne Leigh

CRD 2143767 · Wells Fargo Advisors · Fort Lauderdale, FL

IA RegisteredBroker

Also appears in the source record as: Cara Leigh Leigh; Cara Leigh; Cara Leigh Mangiafico; Cara Mangiafico

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 55Series 7Series 24Series 4Series 63
Registered states (47): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Fort Lauderdale, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fort Lauderdale, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fort Lauderdale, FL · IA capacity

start not retrieved → present
Moors & Cabot, Inc.
Boston, MA · BC capacity

Jan 24, 2011 → Dec 2, 2013
Oppenheimer & Co. Inc.
Boston, MA · BC capacity

Nov 17, 2010 → Feb 2, 2011
Investors Capital Corp.
Lynnfield, MA · BC capacity

Jul 13, 2006 → Apr 30, 2010
Credit Suisse Securities (USA) LLC
Boston, MA · BC capacity

Mar 22, 2004 → Jul 24, 2006
Boston Institutional Services Incorporated
Boston, MA · BC capacity

Jan 21, 2003 → Mar 22, 2004
National Financial Services LLC
Boston, MA · BC capacity

Jun 22, 2000 → Nov 29, 2001
Fidelity Brokerage Services, Inc.
Smithfield, RI · BC capacity

Nov 25, 1998 → Jun 22, 2000
Scudder Financial Services, Inc.
Boston, MA · BC capacity

Nov 6, 1996 → Nov 18, 1998
Stockcross, Inc.
Beverly Hills, CA · BC capacity

Dec 8, 1995 → Nov 5, 1996

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2143767 ↗ FINRA BrokerCheck record for CRD 2143767 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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