Rita Catherine Gaffney-Labarge

CRD 2144546 · Morgan Stanley · Poughkeepsie, NY

IA RegisteredBroker

Also appears in the source record as: Rita Catherine Gaffney; Rita Catherine Mclaughlin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (28): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kentucky · Maine · Maryland · Massachusetts · Montana · New Hampshire · New Jersey · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Poughkeepsie, NY · IA capacity

May 15, 2020 → present
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Dec 31, 2011
Morgan Stanley & Co. Incorporated
BD capacity

Apr 29, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 29, 2009 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 10, 1997 → May 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 9, 1994 → May 1, 2009
Robert Thomas Securities, Inc
BD capacity

Sep 29, 1993 → May 19, 1994
Bear, Stearns & Co. Inc.
BD capacity

Oct 3, 1992 → Sep 23, 1993
Ladenburg, Thalmann & Co., Inc.
BD capacity

Jul 1, 1992 → Jul 29, 1992
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 8, 1991 → May 11, 1992

Source & corrections

Where this page comes from

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