Elaine Perdue Mccauley Stump

CRD 2147946 · Wells Fargo Advisors · Roanoke, VA

IA RegisteredBroker

Also appears in the source record as: Charlotte Dudley; Elaine P. Dudley; Elaine Perdue Dudley; Elaine P Mccauley; Elaine Perdue Mccauley; Charlotte Elaine Perdue

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 9Series 10Series 8Series 66Series 63
Registered states (24): Alabama · California · Colorado · District Of Columbia · Florida · Georgia · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Mississippi · Missouri · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · West Virginia
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (7)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Roanoke, VA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Roanoke, VA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Roanoke, VA · IA capacity

start not retrieved → present
Citigroup Global Markets Inc.
Roanoke, VA · BC capacity

Feb 21, 2006 → Aug 21, 2006
Legg Mason Wood Walker, Incorporated
Baltimore, MD · BC capacity

Jul 14, 2000 → Feb 21, 2006
J.C. Bradford & Co.
New York, NY · BC capacity

Jan 22, 1998 → Jul 18, 2000
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Feb 20, 1993 → Jan 14, 1998

Source & corrections

Where this page comes from

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