Ty Matthew Wilkinson

CRD 2148206 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · York, PA

IA RegisteredBroker

Also appears in the source record as: Ty Wilkinson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (3): North Carolina · Pennsylvania · Texas
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (21)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
York, PA · IA capacity

Aug 20, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
York, PA · BC capacity

start not retrieved → present
Santander Securities LLC
BD capacity

Sep 19, 2012 → Aug 20, 2019
Santander Securities
IA capacity

Sep 19, 2012 → Aug 20, 2019
Lpl Financial LLC
IA capacity

Jun 22, 2010 → Sep 19, 2012
Lpl Financial LLC
BD capacity

Mar 3, 2009 → Sep 19, 2012
Invest Financial Corporation
IA capacity

Nov 17, 2008 → Feb 19, 2009
Invest Financial Corporation
BD capacity

Oct 21, 2008 → Feb 19, 2009
Financial Network Investment Corporation
IA capacity

Sep 28, 2006 → Oct 21, 2008
Financial Network Investment Corporation
BD capacity

Jun 12, 2006 → Oct 21, 2008
The O.N. Equity Sales Company
BD capacity

Apr 21, 2004 → Jun 19, 2006
On Investment Management Co
IA capacity

Apr 21, 2004 → Jun 19, 2006
Woodmen Financial Services, Inc.
BD capacity

Nov 27, 2002 → Apr 19, 2004
Morgan Stanley Dw Inc.
BD capacity

Feb 4, 2000 → Nov 21, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 10, 1996 → Feb 1, 2000
Prudential Securities Incorporated
BD capacity

May 24, 1995 → Jul 12, 1996
The Lincoln National Life Insurance Company
BD capacity

Feb 20, 1995 → Mar 16, 1995
Lincoln Financial Advisors Corporation
BD capacity

Feb 20, 1995 → Mar 16, 1995
Mml Investors Services, Inc.
BD capacity

Feb 9, 1993 → Sep 22, 1994
The Prudential Insurance Company Of America
BD capacity

Aug 12, 1991 → Dec 17, 1992
Pruco Securities Corporation
BD capacity

Aug 12, 1991 → Dec 17, 1992

Source & corrections

Where this page comes from

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