Lisa Hachigian
Also appears in the source record as: Lisa V Hachigian; Lisa Verkin Hachigian
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (12)
- Series 52TOSeries 99TOSIESeries 7Series 10Series 9Series 8Series 53Series 4Series 24Series 65Series 63
- Registered states (4)
- Arkansas · Massachusetts · Michigan · Utah
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 11025
- SEC number
- 801-57434
- Assets under management
- $252.3B as of Jun 3, 2026
- Website
- stories.wf.com ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (19)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Infinex Investments, Inc.Novi, MI · IA capacityJul 1, 2016 → Jan 25, 2017
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Infinex Investments, Inc.Novi, MI · BC capacityJul 1, 2016 → Jan 25, 2017
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Essex National Securities, LLCNovi, MI · IA capacityApr 13, 2016 → Jul 1, 2016
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Essex National Securities, LLCNovi, MI · BC capacityApr 11, 2016 → Jul 1, 2016
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedAuburn Hills, MI · IA capacityApr 26, 2013 → Jan 4, 2016
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedAuburn Hills, MI · BC capacityApr 25, 2013 → Jan 4, 2016
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Fifth Third Securities, Inc.Detroit, MI · IA capacityJul 29, 2011 → Mar 22, 2013
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Fifth Third Securities, Inc.Detroit, MI · BC capacityJul 20, 2011 → Mar 22, 2013
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Chase Investment Services Corp.Harper Woods, MI · IA capacityJul 6, 2005 → Jul 13, 2011
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Chase Investment Services Corp.Harper Woods, MI · BC capacityJul 6, 2005 → Jul 13, 2011
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Banc One Securities CorporationHarper Woods, MI · IA capacityDec 17, 2004 → Jul 6, 2005
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Banc One Securities CorporationChicago, IL · BC capacityJul 8, 2002 → Jul 6, 2005
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Td Waterhouse Investor Services, Inc.Omaha, NE · BC capacityOct 20, 1993 → Jun 3, 2002
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Charles Schwab & Co., Inc.Westlake, TX · BC capacityApr 22, 1992 → Sep 10, 1993
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Olde Discount CorporationDetroit, MI · BC capacityOct 9, 1991 → Apr 21, 1992
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.