Kimberly Nute-Jones

CRD 2149563 · J.P. Morgan Securities LLC · Irvine, CA

IA RegisteredBroker

Also appears in the source record as: Kim Jones; Kimberly A Jones; Kimberly Jones; Kimberly Ann Nute; Kimberly Ann Nute-Jones; Kimberly Ann Nutejones

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (4): Illinois · North Carolina · Texas · Wisconsin
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Chicago, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Irvine, CA · BC capacity

start not retrieved → present
Morgan Stanley
Orland Park, IL · IA capacity

Mar 15, 2022 → Jun 20, 2025
Morgan Stanley
Orland Park, IL · BC capacity

Mar 15, 2022 → Jun 20, 2025
Goldman Sachs Ayco Personal Financial Management
Chicago, IL · IA capacity

Apr 20, 2021 → Mar 18, 2022
Goldman Sachs & Co. LLC
Chicago, IL · BC capacity

Apr 20, 2021 → Mar 18, 2022
H.D. Vest Investment Services
Olympia Fields, IL · BC capacity

Jul 12, 2010 → Dec 3, 2012
Waddell & Reed, Inc.
Overland Park, KS · BC capacity

Nov 1, 1996 → Dec 31, 1997
Liberty Securities Corporation
Purchase, NY · BC capacity

Oct 17, 1995 → Oct 8, 1996

Source & corrections

Where this page comes from

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