Mark Hammaren

CRD 2151072 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

Broker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (4): SIESeries 7Series 24Series 63
Registered states (1): New York
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Mar 18, 2008 → Oct 23, 2009
Banc Of America Securities LLC
New York, NY · BC capacity

Feb 24, 2004 → Mar 19, 2008
Axa Advisors, LLC
New York, NY · BC capacity

Jul 27, 1999 → Aug 8, 2001
Credit Suisse First Boston Private Advisor, LLC
New York, NY · BC capacity

Aug 21, 2000 → Nov 10, 2000
Credit Suisse First Boston Corporation
New York, NY · BC capacity

Jun 8, 2000 → Aug 21, 2000
The Equitable Life Assurance Society Of The United States
New York, NY · BC capacity

Jul 27, 1999 → Jan 5, 2000
The Dreyfus Service Corporation
BC capacity

May 13, 1997 → Jul 16, 1999
Tamaron Investments, Inc.
Englewood, CO · BC capacity

Jun 24, 1992 → Jan 1, 1993
J. W. Gant & Associates, Inc.
BC capacity

Jul 29, 1991 → Jun 25, 1992

Source & corrections

Where this page comes from

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