Gary Alan Gould
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- SIESeries 7Series 9Series 10Series 8Series 66Series 63
- Registered states (28)
- California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Iowa · Maine · Maryland · Massachusetts · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Charles Schwab & Co., Inc.
- Firm CRD
- 5393
- SEC number
- 801-29938
- Assets under management
- Not yet retrieved from the source record
- Website
- www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
- Phone
- 415-667-7000
- Firm location
- San Francisco, CA, 94105
Employment history (9)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Charles Schwab & Co., Inc.Orlando, FL · IA capacityJan 26, 2012 → Mar 27, 2012
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E*trade Capital Management, LLCArlington, VA · IA capacityOct 19, 2007 → May 19, 2009
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E*trade Securities LLCOrlando, FL · BC capacityOct 18, 2007 → May 19, 2009
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Wachovia Securities, LLCOrlando, FL · IA capacityAug 10, 2007 → Oct 24, 2007
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Wachovia Securities, LLCOrlando, FL · BC capacityJun 15, 2007 → Oct 24, 2007
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Td Ameritrade, Inc.Orlando, FL · BC capacityJan 4, 1993 → Dec 4, 2006
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Hibbard Brown & Co., Inc.New York, NY · BC capacityJul 12, 1991 → Aug 13, 1991
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.