Richard Philip Capurso

CRD 2155398 · Morgan Stanley · Alpharetta, GA

IA RegisteredBroker

Also appears in the source record as: Richard Capurso

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 24Series 57TOSIESeries 55Series 7Series 21Series 25
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (18)

From the source registration record · current first

Morgan StanleyCurrent
Alpharetta, GA · IA capacity

Sep 5, 2023 → present
E*trade Capital Management, LLC
IA capacity

Feb 25, 2022 → Sep 5, 2023
E*trade Securities LLC
BD capacity

Feb 24, 2022 → Sep 5, 2023
Wells Fargo Clearing Services, LLC
IA capacity

Apr 28, 2017 → Jan 26, 2022
Wells Fargo Clearing Services, LLC
BD capacity

Apr 19, 2017 → Jan 26, 2022
Pnc Investments
IA capacity

Mar 25, 2013 → Mar 22, 2017
Pnc Investments
BD capacity

Jan 18, 2013 → Mar 22, 2017
Pfs Investments Inc.
BD capacity

Apr 9, 2012 → Dec 31, 2012
G-Bar Limited Partnership
BD capacity

Aug 15, 2011 → Feb 8, 2012
Optionsxpress, Inc.
BD capacity

Aug 14, 2009 → Nov 1, 2011
Esposito Securities, LLC
BD capacity

May 2, 2008 → Aug 27, 2008
Vdm Trading, LLC
BD capacity

Jan 31, 2008 → Apr 7, 2008
Vdm Capital Markets, LLC
BD capacity

Mar 12, 2007 → Apr 3, 2008
Vdm Trading, LLC
BD capacity

Jan 18, 2007 → Mar 9, 2007
Goldman Sachs Execution & Clearing, L.P.
BD capacity

Jan 11, 2006 → Jul 5, 2006
Slk Index Specialists, LLC
BD capacity

Feb 26, 2002 → Jul 5, 2006
Spear, Leeds & Kellogg, L.P.
BD capacity

Mar 13, 2000 → Aug 25, 2004
Spear, Leeds & Kellogg Specialists LLC
BD capacity

Oct 1, 2000 → Feb 26, 2002

Source & corrections

Where this page comes from

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