Tracy C. Potter

CRD 2155909 · J.P. Morgan Securities LLC · Jupiter, FL

IA RegisteredBroker

Also appears in the source record as: Tracy C Baker; Tracy Christine Baker; Tracy C. Baker; Tracy Christine Michaels; Tracy Christine Potter; Tracy Christine Saiher

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 3Series 7Series 63
Registered states (48): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Jupiter, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Jupiter, FL · BC capacity

start not retrieved → present
Morgan Stanley
W. Palm Beach, FL · IA capacity

Jun 1, 2009 → May 20, 2013
Morgan Stanley
W. Palm Beach, FL · BC capacity

Jun 1, 2009 → May 20, 2013
Morgan Stanley & Co. Incorporated
North Palm Beach, FL · IA capacity

Apr 29, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
North Palm Beach, FL · BC capacity

Oct 2, 2008 → Jun 1, 2009
Natcity Investments, Inc.
Jupiter, FL · BC capacity

Mar 6, 2008 → Apr 8, 2008
Tradestation Securities, Inc.
Plantation, FL · BC capacity

Dec 12, 2007 → Feb 5, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2155909 ↗ FINRA BrokerCheck record for CRD 2155909 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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