Dennis John Omalley

CRD 2157592 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Blue Bell, PA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 26SIESeries 7Series 6
Registered states (25): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Kentucky · Maryland · Massachusetts · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2157592 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Blue Bell, PA · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Blue Bell, PA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
IA capacity

Jan 19, 2005 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Dec 3, 2004 → Oct 23, 2009
Janney Montgomery Scott LLC
BD capacity

Dec 1, 2000 → Dec 17, 2004
Summit Financial Services Group, Inc.
BD capacity

Oct 21, 1998 → Dec 8, 2000
Fiserv Investor Services, Inc.
BD capacity

Dec 2, 1996 → Oct 21, 1998
Aegon USA Securities Inc.
BD capacity

Dec 11, 1994 → Oct 28, 1996
Equico Securities, Inc.
BD capacity

Nov 22, 1993 → Jan 4, 1995
The Equitable Life Assurance Society Of The United States
BD capacity

Nov 19, 1993 → Jan 4, 1995
The Equitable Life Assurance Society Of The United States
BD capacity

Jul 19, 1991 → Jan 4, 1995
Equico Securities, Inc.
BD capacity

Jul 19, 1991 → Jan 4, 1995

Source & corrections

Where this page comes from

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