Anthony Pappas
Also appears in the source record as: Anthony James Pappas; Tony Pappas; Anthony J Pappas
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- SIESeries 7Series 8Series 24Series 66Series 63
- Registered states (29)
- Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Washington · Wisconsin
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2160492 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (10)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Scottrade Investment ManagementSaint Louis, MO · IA capacityJul 3, 2017 → Mar 8, 2018
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Scottrade, Inc.Schaumburg, IL · BC capacityNov 3, 2016 → Mar 8, 2018
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Fifth Third Securities, Inc.Itasca, IL · BC capacitySep 10, 2013 → Nov 7, 2016
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Citigroup Global Markets Inc.Lombard, IL · BC capacityNov 23, 2007 → Mar 21, 2013
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Access Financial Group, Inc.Chicago, IL · BC capacityFeb 17, 1995 → Oct 11, 2007
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Josephthal Lyon & Ross IncorporatedNew York, NY · BC capacityJul 21, 1994 → Feb 24, 1995
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Mathews, Holmquist & Associates, Inc.BC capacityApr 10, 1992 → Aug 9, 1994
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Chatfield Dean & Co., Inc.Greenwood Village, CO · BC capacityNov 11, 1991 → Apr 15, 1992
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.