Dennis Radek

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 66Series 63Series 7TOSIESeries 7

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

34

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (24)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Henderson, NV · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Henderson, NV · BD capacity
  Oct 21, 2021 → present
• Fidelity Brokerage Services LLCCurrent

  Henderson, NV · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  May 23, 2023 → Mar 31, 2025
• Usaa Financial Advisors, Inc.

  BD capacity
  Feb 3, 2020 → May 15, 2020
• W&s Brokerage Services, Inc.

  BD capacity
  Sep 17, 2019 → Jan 24, 2020
• Tiaa-Cref Individual & Institutional Services, LLC

  BD capacity
  Aug 5, 2011 → Oct 7, 2011
• International Financial Solutions, Inc.

  BD capacity
  Oct 18, 2010 → Feb 15, 2011
• Valic Financial Advisors, Inc.

  BD capacity
  Nov 19, 2008 → Nov 16, 2009
• Allstate Financial Services, LLC

  BD capacity
  Jul 30, 2008 → Nov 18, 2008
• Ameriprise Financial Services, Inc.

  IA capacity
  Jan 14, 2008 → Jul 14, 2008
• Ameriprise Financial Services, Inc.

  BD capacity
  Dec 3, 2007 → Jul 14, 2008
• Securities America, Inc.

  BD capacity
  May 1, 2006 → Apr 10, 2007
• Edward Jones

  BD capacity
  Jun 27, 2003 → Apr 10, 2006
• Wachovia Securities, LLC

  IA capacity
  Jul 1, 2003 → Aug 1, 2003
• Prudential Securities Incorporated

  BD capacity
  May 15, 2001 → Jul 2, 2003
• Prudential Securities Incorporated

  IA capacity
  May 21, 2001 → Jul 1, 2003
• Morgan Stanley Dw Inc.

  BD capacity
  Jul 22, 1999 → May 18, 2001
• Dain Rauscher Incorporated

  BD capacity
  Mar 2, 1998 → Aug 17, 1999
• Dain Rauscher Incorporated

  BD capacity
  Jan 2, 1998 → Mar 2, 1998
• Rauscher Pierce Refsnes, Inc.

  BD capacity
  Jul 8, 1996 → Jan 2, 1998
• A. G. Edwards & Sons, Inc.

  BD capacity
  Aug 25, 1993 → Jun 20, 1996
• Foster Jeffries Co., Inc.

  BD capacity
  Sep 1, 1992 → Aug 4, 1993
• First Choice Securities Corp.

  BD capacity
  Apr 8, 1992 → Apr 24, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.