Adalberto Cuevas

CRD 2163392 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Al Cuevas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (4): Maryland · New York · Texas · Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Antonio, TX · IA capacity

Jun 23, 2010 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Antonio, TX · BC capacity

start not retrieved → present
Actinver Securities, Inc.
BD capacity

Oct 23, 2008 → Apr 1, 2010
Ubs International Inc.
BD capacity

Jul 26, 2004 → Sep 19, 2008
Ubs International Inc.
IA capacity

Jul 26, 2004 → Sep 19, 2008
Ubs Financial Services Inc.
BD capacity

Mar 16, 2001 → Aug 11, 2004
Ubs Financial Services Inc.
IA capacity

Mar 16, 2001 → Aug 11, 2004
Chase Securities Of Texas, Inc.
BD capacity

Feb 20, 1996 → Mar 15, 2001
Intercontinental Asset Management Group, Ltd.
BD capacity

Sep 12, 1991 → Feb 6, 1996

Source & corrections

Where this page comes from

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