Brendan J. Mcdonald

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

SIESeries 7Series 63Series 65

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

31

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (20)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Greenwood Village, CO · IA capacity
  start not retrieved → present
• Fidelity Brokerage Services LLCCurrent

  Greenwood Village, CO · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  Greenwood Village, CO · IA capacity
  Aug 25, 2021 → Mar 31, 2025
• Foreside Fund Services, LLC

  Portland, ME · BC capacity
  Jan 6, 2021 → May 18, 2021
• Hibernus Investments LLC

  Denver, CO · IA capacity
  May 11, 2018 → Oct 15, 2020
• Touchstone Advisors Inc

  Denver, CO · IA capacity
  Nov 24, 2014 → Feb 1, 2018
• Touchstone Securities, Inc.

  Cincinnati, OH · BC capacity
  Nov 24, 2014 → Feb 1, 2018
• Wells Fargo Funds Management, LLC

  San Francisco, CA · IA capacity
  Jan 4, 2010 → Nov 3, 2014
• Wells Fargo Funds Distributor, LLC

  Charlotte, NC · BC capacity
  Jan 4, 2010 → Nov 3, 2014
• Evergreen Investment Management Co

  Boston, MA · IA capacity
  May 18, 2009 → Jan 4, 2010
• Evergreen Investment Services, Inc.

  Charlotte, NC · BC capacity
  Jun 22, 2007 → Jan 4, 2010
• New York Life Investment Management LLC

  New York, NY · IA capacity
  Jun 29, 2006 → Jun 13, 2007
• Nylife Distributors LLC

  Jersey City, NJ · BC capacity
  Aug 26, 2005 → Jun 13, 2007
• Dreyfus Service Corporation

  New York, NY · BC capacity
  May 28, 2004 → Jun 3, 2005
• Arrow Investments, Inc.

  Rye Brook, NY · BC capacity
  Jun 2, 2003 → Sep 16, 2003
• Goldman, Sachs & Co.

  New York, NY · BC capacity
  Jan 20, 1998 → Sep 6, 2002
• Alliance Fund Distributors, Inc.

  Nashville, TN · BC capacity
  Oct 25, 1993 → Jan 1, 1998
• Hanover, Sterling & Company Ltd.

  New York, NY · BC capacity
  Mar 9, 1992 → Dec 2, 1993
• Gruntal & Co. Incorporated

  New York, NY · BC capacity
  Sep 29, 1992 → Jan 5, 1993
• Gkn Securities Corp.

  New York, NY · BC capacity
  Mar 30, 1992 → Sep 29, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.