Karen Lynn Marshalwitz

CRD 2166648 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Sewickley, PA

IA RegisteredBroker

Also appears in the source record as: Karen L Shaytar; Karen Lynn Shaytar; Karen L Tokarski; Karen Lynn Tokarski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (33): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · West Virginia · Wyoming
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sewickley, PA · IA capacity

May 27, 2005 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sewickley, PA · BC capacity

start not retrieved → present
Natcity Investments, Inc.
BD capacity

Aug 2, 1996 → Apr 17, 1997
Independent Financial Securities, Inc.
BD capacity

Nov 5, 1996 → Apr 16, 1997
The Lincoln National Life Insurance Company
BD capacity

Mar 3, 1993 → Aug 27, 1996
Lincoln Financial Advisors Corporation
BD capacity

Mar 3, 1993 → Aug 27, 1996
Mutual Of Omaha Fund Management Company
BD capacity

Sep 30, 1991 → Mar 26, 1993

Source & corrections

Where this page comes from

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