John Holland Ringgenberg

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

SIESeries 7Series 22Series 6Series 24Series 65Series 63

Registered states (36)

Alabama · Alaska · Arizona · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin

Years in the industry (source record)

33

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (23)

From the source registration record · current first

• Wells Fargo AdvisorsCurrent

  Sonoma, CA · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Sonoma, CA · BC capacity
  start not retrieved → present
• Morgan Stanley

  San Rafael, CA · IA capacity
  Jul 3, 2012 → Jun 29, 2020
• Morgan Stanley

  San Rafael, CA · BC capacity
  Jul 2, 2012 → Jun 29, 2020
• Ameriprise Financial Services, Inc.

  San Francisco, CA · IA capacity
  May 19, 2011 → Jul 16, 2012
• Ameriprise Financial Services, Inc.

  San Francisco, CA · BC capacity
  May 18, 2011 → Jul 16, 2012
• Holland/Ringgenberg Wealth Strategies

  San Francisco, CA · IA capacity
  Jan 14, 2010 → Aug 18, 2011
• Mml Investors Services, LLC

  San Francisco, CA · IA capacity
  Oct 4, 2010 → May 20, 2011
• Mml Investors Services, LLC

  San Francisco, CA · BC capacity
  Oct 1, 2010 → May 20, 2011
• Jesup & Lamont Securities Corp.

  San Francisco, CA · IA capacity
  Jan 8, 2009 → Mar 5, 2009
• Jesup & Lamont Securities Corp

  San Francisco, CA · BC capacity
  Jan 8, 2009 → Mar 5, 2009
• Credit Suisse Securities (USA) LLC

  San Francisco, CA · IA capacity
  Oct 5, 2006 → Jan 30, 2009
• Credit Suisse Securities (USA) LLC

  San Francisco, CA · BC capacity
  Oct 5, 2006 → Jan 30, 2009
• Mbsc, LLC

  San Francisco, CA · IA capacity
  Apr 1, 2004 → Jul 5, 2006
• Mbsc, LLC

  New York, NY · BC capacity
  Apr 1, 2004 → Jul 5, 2006
• Banc Of America Investment Services, Inc.

  Los Angeles, CA · IA capacity
  May 2, 2002 → Apr 1, 2004
• Banc Of America Investment Services, Inc.

  Boston, MA · BC capacity
  May 2, 2002 → Apr 1, 2004
• The Lincoln National Life Insurance Company

  Fort Wayne, IN · BC capacity
  Feb 28, 2002 → May 10, 2002
• Lincoln Financial Advisors Corporation

  Fort Wayne, IN · BC capacity
  Dec 9, 1998 → May 10, 2002
• Associated Securities Corp.

  Boston, MA · BC capacity
  Mar 3, 1998 → Nov 30, 1998
• Hartford Equity Sales Company Inc.

  Hartford, CT · BC capacity
  Apr 1, 1996 → Apr 9, 1998
• Guardian Investor Services Corporation

  New York, NY · BC capacity
  Aug 4, 1995 → Mar 25, 1996
• Cigna Financial Advisors,inc.

  Radnor, PA · BC capacity
  Sep 3, 1991 → Jul 14, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.