David Shane Austin

CRD 2167814 · Morgan Stanley · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Shane Austin; David Shane Dinges

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (36): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Mississippi · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2167814 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Atlanta, GA · IA capacity

Apr 7, 2014 → present
Ha&w Wealth Management, LLC
IA capacity

Jun 11, 2003 → Apr 8, 2014
Purshe Kaplan Sterling Investments
BD capacity

Mar 30, 2012 → Apr 7, 2014
Fsc Securities Corporation
BD capacity

Oct 29, 2010 → Apr 3, 2012
Triad Advisors, Inc.
BD capacity

Jul 1, 2009 → Oct 29, 2010
Securities America, Inc.
BD capacity

Sep 27, 2005 → Jul 1, 2009
Cap Pro Brokerage Services, Inc.
BD capacity

Jan 7, 2003 → Oct 4, 2005
Allmerica Investments, Inc.
BD capacity

Oct 30, 1991 → Dec 6, 2002

Source & corrections

Where this page comes from

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