Scott K Fogleman

CRD 2167952 · J.P. Morgan Securities LLC · Sugarland, TX

IA RegisteredBroker

Also appears in the source record as: Scott Keith Fogleman; Scott Fogleman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 79TOSIESeries 87Series 86Series 7Series 66Series 63
Registered states (8): California · Florida · Georgia · Indiana · New York · North Carolina · Ohio · Texas
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (15)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Sugarland, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Sugarland, TX · BC capacity

start not retrieved → present
Lpl Financial LLC
Tempe, AZ · IA capacity

Jul 19, 2023 → Aug 10, 2023
Lpl Financial LLC
Tempe, AZ · BC capacity

Jul 19, 2023 → Aug 10, 2023
Bancwest Investment Services, Inc. (Bwis)
Tempe, AZ · IA capacity

Oct 31, 2022 → Jul 19, 2023
Bancwest Investment Services, Inc.
Tempe, AZ · BC capacity

Oct 31, 2022 → Jul 19, 2023
Salient Capital Advisors, LLC
Houston, TX · IA capacity

Aug 1, 2014 → Sep 13, 2021
Salient Capital L.P.
Houston, TX · BC capacity

Jul 3, 2013 → Sep 13, 2021
Credit Suisse Securities (USA) LLC
Houston, TX · BC capacity

Apr 30, 2012 → Jun 27, 2013
Morgan Keegan & Company, Inc.
Houston, TX · BC capacity

Feb 4, 2008 → Apr 17, 2012
Prudential Securities Incorporated
BC capacity

Feb 24, 1994 → Aug 19, 1994
Smith Barney Shearson Inc.
BC capacity

Jul 31, 1993 → Dec 2, 1993
Lehman Brothers Inc.
BC capacity

Jul 23, 1993 → Jul 31, 1993
Ladenburg, Thalmann & Co., Inc.
BC capacity

Sep 23, 1992 → Mar 11, 1993
F.N. Wolf & Co., Inc.
BC capacity

Sep 19, 1991 → Jan 28, 1992

Source & corrections

Where this page comes from

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